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SMITH & WESSON BRANDS, INC. — Director's Dealing 2016
Jul 6, 2016
33129_dirs_2016-07-05_56e5a9e5-a340-4a94-a570-8fa5ee876279.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2016-06-30
Reporting Person: Debney P. James (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-30 | Common Stock | M | 104000 | — | Acquired | 387204 | Direct |
| 2016-06-30 | Common Stock | F | 48932 | $27.18 | Disposed | 338272 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-30 | Performance Rights | $ | M | 104000 | Disposed | 2016-04-26 | Common Stock (104000) | Direct |
Footnotes
F1: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number of shares delivered is the maximum number of shares that may be delivered pursuant to the award.
F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of performance rights.