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SMITH & WESSON BRANDS, INC. — Director's Dealing 2016
Jul 6, 2016
33129_dirs_2016-07-05_3e0f5444-7628-48d7-bdf0-4ad1f3207553.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2016-06-30
Reporting Person: Smith Mark Peter (See remarks.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-30 | Common Stock | M | 38500 | — | Acquired | 70787 | Direct |
| 2016-06-30 | Common Stock | F | 16993 | $27.18 | Disposed | 53794 | Direct |
| 2016-07-01 | Common Stock | S | 21507 | $27.0717 | Disposed | 32287 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-30 | Performance Rights | $ | M | 38500 | Disposed | 2016-04-26 | Common Stock (38500) | Direct |
Footnotes
F1: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number of shares delivered is the maximum number of shares that may be delivered pursuant to the award.
F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of performance rights.
F3: The shares were sold pursuant to a 10b5-1 Trading Plan dated September 18, 2015, as amended on December 24, 2015 and March 28, 2016.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.86 to $27.21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.