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SMITH & WESSON BRANDS, INC. Director's Dealing 2016

Nov 4, 2016

33129_dirs_2016-11-04_39b33371-f22a-4bbd-993b-eee7112622d0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2016-11-04

Reporting Person: Golden Michael F (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-04 Common Stock M 54200 $3.57 Acquired 344385 Direct
2016-11-04 Common Stock S 54200 $27.00 Disposed 290185 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-11-04 Employee Stock Option (Right to Buy) $3.57 M 54200 Disposed 2021-07-12 Common Stock (54200) Direct

Footnotes

F1: The shares were sold pursuant to a 10b5-1 Trading Plan dated September 9, 2016, as amended on September 29, 2016.

F2: One-third of the total number of options granted on July 12, 2011 vested and became exercisable on each of the first, second, and third anniversary of the date of grant.