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SMITH & WESSON BRANDS, INC. — Director's Dealing 2016
Nov 4, 2016
33129_dirs_2016-11-04_39b33371-f22a-4bbd-993b-eee7112622d0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2016-11-04
Reporting Person: Golden Michael F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-04 | Common Stock | M | 54200 | $3.57 | Acquired | 344385 | Direct |
| 2016-11-04 | Common Stock | S | 54200 | $27.00 | Disposed | 290185 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-04 | Employee Stock Option (Right to Buy) | $3.57 | M | 54200 | Disposed | 2021-07-12 | Common Stock (54200) | Direct |
Footnotes
F1: The shares were sold pursuant to a 10b5-1 Trading Plan dated September 9, 2016, as amended on September 29, 2016.
F2: One-third of the total number of options granted on July 12, 2011 vested and became exercisable on each of the first, second, and third anniversary of the date of grant.
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