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SMITH & WESSON BRANDS, INC. Director's Dealing 2015

Jun 25, 2015

33129_dirs_2015-06-24_3f2dd6d6-7eee-4878-a0e9-8c01cade90ee.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2015-06-22

Reporting Person: Smith Mark Peter (See remarks.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-06-22 Common Stock M 8000 $7.98 Acquired 52910 Direct
2015-06-22 Common Stock M 8333 $4.54 Acquired 61243 Direct
2015-06-22 Common Stock S 16333 $16.4047 Disposed 44910 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-06-22 Employee Stock Option (Right to Buy) $7.98 M 8000 Disposed 2022-04-24 Common Stock (8000) Direct
2015-06-22 Employee Stock Option (Right to Buy) $4.54 M 8333 Disposed 2022-01-04 Common Stock (8333) Direct

Footnotes

F1: The shares were sold pursuant to a 10b5-1 Sales Plan dated December 23, 2013, as amended March 17, 2014.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.14 to $16.775, inclusive. The reporting person undertakes to provide to Smith & Wesson Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3: One-third of the total number of options granted on April 24, 2012 vested and became exercisable on each of the first, second, and third anniversary of the date of grant.

F4: One-third of the total number of options granted on January 4, 2012 vested and became exercisable on each of the first, second, and third anniversary of the date of grant.