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SMITH & WESSON BRANDS, INC. — Director's Dealing 2015
Sep 2, 2015
33129_dirs_2015-09-02_2f543a6c-98d3-4a8a-8e85-f07838e5d366.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2015-09-01
Reporting Person: MONHEIT BARRY M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-01 | Common Stock | M | 10000 | $4.44 | Acquired | 25534 | Direct |
| 2015-09-01 | Common Stock | M | 10000 | $12.88 | Acquired | 35534 | Direct |
| 2015-09-01 | Common Stock | S | 20000 | $18.50 | Disposed | 15534 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-09-01 | Director Stock Option (Right to Buy) | $4.44 | M | 10000 | Disposed | 2018-09-15 | Common Stock (10000) | Direct |
| 2015-09-01 | Director Stock Option (Right to Buy) | $12.88 | M | 10000 | Disposed | 2016-09-18 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 66800 | Indirect |
Footnotes
F1: The shares were sold pursuant to a 10b5-1 Trading Plan dated June 22, 2015.
F2: The shares are held by Barry M. Monheit, Trustee, SEP PROP Monheit Family Trust U/A Dtd 7/16/2002.
F3: 1/12th of the total number of options granted vested and became exercisable each month after the September 15, 2008 date of grant.
F4: 1/12th of the total number of options granted vested and became exercisable each month after the September 18, 2006 date of grant.
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