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SMITH & WESSON BRANDS, INC. Director's Dealing 2015

Oct 9, 2015

33129_dirs_2015-10-09_989f7f7a-2ee4-4a06-9e10-811fca4c9430.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2015-10-08

Reporting Person: Cicero Robert J. (See Remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-10-08 Common Stock M 14000 $7.98 Acquired 71657 Direct
2015-10-08 Common Stock S 17710 $17.6692 Disposed 53947 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-10-08 Employee Stock Option (Right to Buy) $7.98 M 14000 Disposed 2022-04-24 Common Stock (14000) Direct

Footnotes

F1: The shares were sold pursuant to a 10b5-1 Trading Plan dated September 3, 2015.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.50 to $17.86, inclusive. The reporting person undertakes to provide to Smith & Wesson Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: One-third of the total number of options granted vested and became exercisable on each of the first, second, and third anniversary of the April 24, 2012 date of grant until fully vested on April 24, 2015.