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SMITH & WESSON BRANDS, INC. — Director's Dealing 2015
Dec 15, 2015
33129_dirs_2015-12-15_21fce451-4301-41c4-9d85-82f77d2d2218.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2015-12-11
Reporting Person: Golden Michael F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-11 | Common Stock | M | 216000 | $15.00 | Acquired | 503073 | Direct |
| 2015-12-11 | Common Stock | S | 215300 | $22.8904 | Disposed | 287773 | Direct |
| 2015-12-11 | Common Stock | S | 700 | $23.4143 | Disposed | 287073 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-11 | Employee Stock Options (Right to Buy) | $15.00 | M | 216000 | Disposed | 2017-11-12 | Common Stock (216000) | Direct |
Footnotes
F1: The shares were sold pursuant to a 10b5-1 Trading Plan dated June 30, 2015.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.40 to $23.39, inclusive. The reporting person undertakes to provide to Smith & Wesson Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.40 to $23.43, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: One-third of the total number of options granted vested and became exercisable on each of the first, second, and third annual anniversary of the November 12, 2007 date of grant.