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SMITH & WESSON BRANDS, INC. Director's Dealing 2014

Mar 11, 2014

33129_dirs_2014-03-11_2574cb63-e8d8-4235-a7cb-6b574c4cdce5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2014-03-07

Reporting Person: Smith Mark Peter (See remarks.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-03-07 Common Stock M 6667 $3.57 Acquired 42478 Direct
2014-03-07 Common Stock M 5000 $3.92 Acquired 47478 Direct
2014-03-07 Common Stock S 11667 $13.6826 Disposed 35811 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-03-07 Employee Stock Option (Right to Buy) $3.57 M 6667 Disposed 2021-07-12 Common Stock (6667) Direct
2014-03-07 Employee Stock Option (Right to Buy) $3.92 M 5000 Disposed 2020-08-02 Common Stock (5000) Direct

Footnotes

F1: The shares were sold pursuant to a 10b5-1 Sales Plan dated December 23, 2013.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.64 to $13.81, inclusive. The reporting person undertakes to provide to Smith & Wesson Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3: One-third of the total number of options granted on July 12, 2011 vested or shall vest and became or shall become exercisable on each of the first, second, and third anniversary of the date of grant.

F4: One-third of the total number of options granted on August 2, 2010 vested and became exercisable on each of the first, second, and third anniversary of the date of grant.