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SMITH & WESSON BRANDS, INC. — Director's Dealing 2014
Mar 11, 2014
33129_dirs_2014-03-11_11b947ee-43fa-4a99-b9ee-92eb4c7ad501.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2014-03-10
Reporting Person: BUCHANAN JEFFREY D (Exec. VP, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-10 | Common Stock | M | 25000 | $1.48 | Acquired | 119384 | Direct |
| 2014-03-10 | Common Stock | S | 25000 | $13.90 | Disposed | 94384 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-10 | Director Stock Option (Right to Buy) | $1.48 | M | 25000 | Disposed | 2014-11-02 | Common Stock (25000) | Direct |
Footnotes
F1: The shares were sold pursuant to a 10b5-1 Sales Plan dated December 23, 2013.
F2: 1/12 of the total number of options granted vested and became exercisable each month following the November 2, 2004 date of grant.
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