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SMITH & WESSON BRANDS, INC. — Director's Dealing 2014
Mar 11, 2014
33129_dirs_2014-03-11_8abbc47a-5bb8-48e6-b5e2-f7053be9cd99.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2014-03-10
Reporting Person: Golden Michael F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-10 | Common Stock | M | 100000 | $1.47 | Acquired | 389305 | Direct |
| 2014-03-10 | Common Stock | S | 100000 | $14.00 | Disposed | 289305 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-10 | Employee Stock Option (Right to Buy) | $1.47 | M | 100000 | Disposed | 2014-12-06 | Common Stock (100000) | Direct |
Footnotes
F1: The shares were sold pursuant to a 10b5-1 Sales Plan dated December 20, 2013.
F2: 20% of the total number of options granted vested and became exercisable on each of the first five anniversaries of the December 6, 2004 date of grant.
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