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SMITH & WESSON BRANDS, INC. — Director's Dealing 2014
Apr 5, 2014
33129_dirs_2014-04-04_a087296d-aef3-466f-ba85-3d9832ac7662.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2014-04-03
Reporting Person: MONHEIT BARRY M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-03 | Common Stock | M | 10000 | $5.31 | Acquired | 19034 | Direct |
| 2014-04-03 | Common Stock | S | 10000 | $15.00 | Disposed | 9034 | Direct |
| 2014-04-03 | Common Stock | S | 35000 | $15.00 | Disposed | 66800 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-03 | Director Stock Option (Right to Buy) | $5.31 | M | 10000 | Disposed | 2015-09-21 | Common Stock (10000) | Direct |
Footnotes
F1: The shares were sold pursuant to a 10b5-1 Sales Plan dated December 23, 2013.
F2: The shares are held by Barry M. Monheit, Trustee, SEP PROP Monheit Family Trust U/A Dtd 7/16/2002.
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