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SMITH & WESSON BRANDS, INC. — Director's Dealing 2014
Apr 30, 2014
33129_dirs_2014-04-30_70acba5a-fc27-4953-92b0-9a451101ed2b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2014-04-28
Reporting Person: Debney P. James (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-28 | Common Stock | F | 5642 | $14.90 | Disposed | 225312 | Direct |
| 2014-04-29 | Common Stock | A | 48500 | $0.00 | Acquired | 273812 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-29 | Performance Rights | $ | A | 117000 | Acquired | 2017-04-29 | Common Stock (117000) | Direct |
Footnotes
F1: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.
F2: One-third of the restricted stock units shall vest and be delivered on each of the first, second, and third annual anniversaries of the date of grant.
F3: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award.