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SMITH & WESSON BRANDS, INC. Director's Dealing 2014

Jun 26, 2014

33129_dirs_2014-06-25_6c6db566-ebd8-4e5f-b1c6-21bd4eb832f9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2014-06-23

Reporting Person: Smith Mark Peter (See remarks.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-06-23 Common Stock M 3333 $4.59 Acquired 45320 Direct
2014-06-23 Common Stock M 8334 $4.54 Acquired 53654 Direct
2014-06-23 Common Stock M 8000 $7.98 Acquired 61654 Direct
2014-06-23 Common Stock S 19667 $15.2979 Disposed 41987 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-06-23 Employee Stock Option (Right to Buy) $4.59 M 3333 Disposed 2020-05-03 Common Stock (3333) Direct
2014-06-23 Employee Stock Option (Right to Buy) $4.54 M 8334 Disposed 2022-01-04 Common Stock (8334) Direct
2014-06-23 Employee Stock Option (Right to Buy) $7.98 M 8000 Disposed 2022-04-24 Common Stock (8000) Direct

Footnotes

F1: The shares were sold pursuant to a 10b5-1 Sales Plan dated December 23, 2013, as amended.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.13 to $15.66, inclusive. The reporting person undertakes to provide to Smith & Wesson Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3: One-third of the total number of options granted on May 3, 2010 vested and became exercisable on each of the first, second, and third anniversary of the date of grant.

F4: One-third of the total number of options granted on January 4, 2012 vested or shall vest and became or shall become exercisable on each of the first, second, and third anniversary of the date of grant.

F5: One-third of the total number of options granted on April 24, 2012 vested or shall vest and became or shall become exercisable on each of the first, second, and third anniversary of the date of grant.