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SMITH & WESSON BRANDS, INC. — Director's Dealing 2014
Sep 12, 2014
33129_dirs_2014-09-12_64d1bcbe-ec3a-402d-9131-bbbf2f175713.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2014-09-10
Reporting Person: WADECKI ISABELL MARIE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-10 | Common Stock | M | 10000 | $5.31 | Acquired | 40572 | Direct |
| 2014-09-10 | Common Stock | M | 10000 | $3.69 | Acquired | 50572 | Direct |
| 2014-09-10 | Common Stock | S | 20000 | $10.0454 | Disposed | 30572 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-10 | Director Stock Option (Right to Buy) | $5.31 | M | 10000 | Disposed | 2015-09-21 | Common Stock (10000) | Direct |
| 2014-09-10 | Director Stock Option (Right to Buy) | $3.69 | M | 10000 | Disposed | 2020-09-27 | Common Stock (10000) | Direct |
Footnotes
F1: The shares were sold pursuant to a 10b5-1 Sales Plan dated June 23, 2014, as amended on September 3, 2014.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.17, inclusive. The reporting person undertakes to provide to Smith & Wesson Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: 1/12th of the total number of options granted vested and became exercisable each month after the September 27, 2010 date of grant.