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SMITH & WESSON BRANDS, INC. Director's Dealing 2014

Sep 20, 2014

33129_dirs_2014-09-19_34b2c9e7-8566-42bf-bfaa-80fa07fa4a8c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2014-09-17

Reporting Person: Debney P. James (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-09-17 Common Stock M 30000 Acquired 293634 Direct
2014-09-17 Common Stock F 14145 $10.06 Disposed 279489 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-09-17 Performance Rights $ M 30000 Disposed 2014-07-12 Common Stock (30000) Direct

Footnotes

F1: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award.

F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of performance rights.