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SMITH & WESSON BRANDS, INC. — Director's Dealing 2013
Apr 13, 2013
33129_dirs_2013-04-12_a374758b-f6a6-4585-ac0c-d7d9bf1cd13c.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2011-09-26
Reporting Person: Debney P. James (Director, President and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-26 | Employee Stock Option (Right to Buy) | $2.65 | A | 250000 | Acquired | 2021-09-26 | Common Stock (250000) | Direct |
Footnotes
F1: As previously reported on a Form 4 filed by the reporting person on September 28, 2011, the reporting person reported acquiring options to purchase 450,000 shares of common stock pursuant to the Issuer's Amended and Restated 2004 Incentive Stock Plan. However, the Issuer subsequently determined that options to purchase 200,000 shares of common stock were not validly granted because the grant inadvertently exceeded the limit on the number of options that may be granted to any individual participant in any single fiscal year. Accordingly, the excess options were never granted to the reporting person. The reporting person is filing this amendment to report the correct number of options acquired.
F2: One-third of the total number of options granted shall vest and become exercisable on each of the first, second, and third anniversary of the date of grant.