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SMITH & WESSON BRANDS, INC. — Director's Dealing 2013
Apr 13, 2013
33129_dirs_2013-04-12_8df5d078-48f9-41fb-80cb-f9bef7aef7ce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2013-04-10
Reporting Person: Debney P. James (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-10 | Common Stock | A | 93588 | $0.00 | Acquired | 104954 | Direct |
| 2013-04-10 | Common Stock | A | 6412 | $0.00 | Acquired | 111366 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-04-10 | Employee Stock Options (Right to Buy) | $8.89 | A | 200000 | Acquired | 2021-09-26 | Common Stock (200000) | Direct |
| 2013-04-10 | Employee Stock Options (Right to Buy) | $8.89 | A | 94000 | Acquired | 2022-04-24 | Common Stock (94000) | Direct |
Footnotes
F1: 46,794 of the restricted stock units shall vest and be delivered on each of September 26, 2013 and September 26, 2014.
F2: 3,206 of the restricted stock units shall vest and be delivered on each of April 24, 2014 and April 24, 2015.
F3: One-third of the total number of options granted shall vest and become exercisable on the date of grant and one-third of the total number of options granted shall vest and become exercisable on each of September 26, 2013 and September 26, 2014.
F4: One-third of the total number of options granted shall vest and become exercisable on the date of grant and one-third of the total number of options granted shall vest and become exercisable on each of April 24, 2014 and April 24, 2015.