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SMITH & WESSON BRANDS, INC. — Director's Dealing 2013
May 1, 2013
33129_dirs_2013-04-30_a621a23c-6be9-49ec-8c61-03468a04aa96.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2013-04-26
Reporting Person: BUCHANAN JEFFREY D (Exec. VP, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-26 | Common Stock | A | 23000 | $0.00 | Acquired | 53901 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-04-26 | Performance Rights | $ | A | 56000 | Acquired | 2016-04-26 | Common Stock (56000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 150 | Indirect |
Footnotes
F1: One-third of the restricted stock units shall vest and be delivered on each of the first, second, and third annual anniversaries of the date of grant.
F2: Includes 1,580 shares acquired under the Issuer's Employee Stock Purchase Plan on March 28, 2013.
F3: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F4: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award.