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SMITH & WESSON BRANDS, INC. Director's Dealing 2013

Aug 6, 2013

33129_dirs_2013-08-05_aed3e771-b61a-4970-979a-49feed802b9b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2013-08-01

Reporting Person: MONHEIT BARRY M (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-08-01 Common Stock M 10000 $1.70 Acquired 18000 Direct
2013-08-01 Common Stock M 10000 $1.68 Acquired 28000 Direct
2013-08-01 Common Stock S 20000 $12.00 Disposed 8000 Direct
2013-08-05 Common Stock S 7200 $12.48 Disposed 144600 Indirect
2013-08-05 Common Stock S 1150 $12.49 Disposed 143450 Indirect
2013-08-05 Common Stock S 11915 $12.50 Disposed 131535 Indirect
2013-08-05 Common Stock S 7099 $12.51 Disposed 124436 Indirect
2013-08-05 Common Stock S 3000 $12.52 Disposed 121436 Indirect
2013-08-05 Common Stock S 600 $12.53 Disposed 120836 Indirect
2013-08-05 Common Stock S 479 $12.54 Disposed 120357 Indirect
2013-08-05 Common Stock S 100 $12.55 Disposed 120257 Indirect
2013-08-05 Common Stock S 1100 $12.56 Disposed 119157 Indirect
2013-08-05 Common Stock S 2100 $12.57 Disposed 117057 Indirect
2013-08-05 Common Stock S 3400 $12.58 Disposed 113657 Indirect
2013-08-05 Common Stock S 5800 $12.60 Disposed 107857 Indirect
2013-08-05 Common Stock S 5457 $12.61 Disposed 102400 Indirect
2013-08-05 Common Stock S 600 $12.62 Disposed 101800 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-08-01 Director Stock Option (Right to Buy) $1.70 M 10000 Disposed 2014-03-01 Common Stock (10000) Direct
2013-08-01 Director Stock Option (Right to Buy) $1.68 M 10000 Disposed 2014-09-13 Common Stock (10000) Direct

Footnotes

F1: The shares were sold pursuant to a 10b5-1 Sales Plan dated June 28, 2013.

F2: The shares were sold pursuant to a 10b5-1 Sales Plan dated December 10, 2012, as amended.

F3: The shares are held by Barry M. Monheit, Trustee, SEP PROP Monheit Family Trust U/A Dtd 7/16/2002.