AI assistant
Sending…
SMITH & WESSON BRANDS, INC. — Director's Dealing 2013
Aug 6, 2013
33129_dirs_2013-08-05_aed3e771-b61a-4970-979a-49feed802b9b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2013-08-01
Reporting Person: MONHEIT BARRY M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-01 | Common Stock | M | 10000 | $1.70 | Acquired | 18000 | Direct |
| 2013-08-01 | Common Stock | M | 10000 | $1.68 | Acquired | 28000 | Direct |
| 2013-08-01 | Common Stock | S | 20000 | $12.00 | Disposed | 8000 | Direct |
| 2013-08-05 | Common Stock | S | 7200 | $12.48 | Disposed | 144600 | Indirect |
| 2013-08-05 | Common Stock | S | 1150 | $12.49 | Disposed | 143450 | Indirect |
| 2013-08-05 | Common Stock | S | 11915 | $12.50 | Disposed | 131535 | Indirect |
| 2013-08-05 | Common Stock | S | 7099 | $12.51 | Disposed | 124436 | Indirect |
| 2013-08-05 | Common Stock | S | 3000 | $12.52 | Disposed | 121436 | Indirect |
| 2013-08-05 | Common Stock | S | 600 | $12.53 | Disposed | 120836 | Indirect |
| 2013-08-05 | Common Stock | S | 479 | $12.54 | Disposed | 120357 | Indirect |
| 2013-08-05 | Common Stock | S | 100 | $12.55 | Disposed | 120257 | Indirect |
| 2013-08-05 | Common Stock | S | 1100 | $12.56 | Disposed | 119157 | Indirect |
| 2013-08-05 | Common Stock | S | 2100 | $12.57 | Disposed | 117057 | Indirect |
| 2013-08-05 | Common Stock | S | 3400 | $12.58 | Disposed | 113657 | Indirect |
| 2013-08-05 | Common Stock | S | 5800 | $12.60 | Disposed | 107857 | Indirect |
| 2013-08-05 | Common Stock | S | 5457 | $12.61 | Disposed | 102400 | Indirect |
| 2013-08-05 | Common Stock | S | 600 | $12.62 | Disposed | 101800 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-01 | Director Stock Option (Right to Buy) | $1.70 | M | 10000 | Disposed | 2014-03-01 | Common Stock (10000) | Direct |
| 2013-08-01 | Director Stock Option (Right to Buy) | $1.68 | M | 10000 | Disposed | 2014-09-13 | Common Stock (10000) | Direct |
Footnotes
F1: The shares were sold pursuant to a 10b5-1 Sales Plan dated June 28, 2013.
F2: The shares were sold pursuant to a 10b5-1 Sales Plan dated December 10, 2012, as amended.
F3: The shares are held by Barry M. Monheit, Trustee, SEP PROP Monheit Family Trust U/A Dtd 7/16/2002.
More from SMITH & WESSON BRANDS, INC.
Regulatory Filings
2026
May 29
Major Shareholding Notification
2026
Mar 27
Major Shareholding Notification
2026
Feb 12
Major Shareholding Notification
2026
Jan 21
Interim / Quarterly Report
2025
Dec 4
Regulatory Filings
2025
Dec 4
Director's Dealing
2025
Nov 12
Director's Dealing
2025
Oct 14
Director's Dealing
2025
Sep 17
Director's Dealing
2025
Sep 17