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SMITH & WESSON BRANDS, INC. — Director's Dealing 2013
Aug 6, 2013
33129_dirs_2013-08-05_3b731370-8f35-4ec7-98c4-93e134ce70b7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2013-08-01
Reporting Person: SALTZ MITCHELL A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-01 | Common Stock | M | 95000 | $1.65 | Acquired | 100000 | Direct |
| 2013-08-01 | Common Stock | S | 95000 | $12.00 | Disposed | 5000 | Direct |
| 2013-08-02 | Common Stock | S | 60000 | $12.101 | Disposed | 424100 | Indirect |
| 2013-08-02 | Common Stock | S | 30000 | $12.0515 | Disposed | 394100 | Indirect |
| 2013-08-02 | Common Stock | S | 30000 | $12.14 | Disposed | 364100 | Indirect |
| 2013-08-02 | Common Stock | S | 30000 | $12.15 | Disposed | 334100 | Indirect |
| 2013-08-02 | Common Stock | S | 75000 | $12.50 | Disposed | 259100 | Indirect |
| 2013-08-05 | Common Stock | S | 75000 | $13.25 | Disposed | 184100 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-01 | Director Stock Option (Right to Buy) | $1.65 | M | 95000 | Disposed | 2014-03-22 | Common Stock (95000) | Direct |
Footnotes
F1: The shares were sold pursuant to a 10b5-1 Sales Plan dated June 28, 2013.
F2: The shares were sold pursuant to a 10b5-1 Sales Plan dated December 10, 2012, as amended.
F3: The securities are held by Stockbridge Enterprises, L.P., of which the reporting person controls the investment decisions. Stockbridge Enterprises, L.P. is owned by a limited partnership in which the reporting person owns an indirect interest.
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