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SMITH & WESSON BRANDS, INC. Director's Dealing 2013

Aug 6, 2013

33129_dirs_2013-08-05_3b731370-8f35-4ec7-98c4-93e134ce70b7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2013-08-01

Reporting Person: SALTZ MITCHELL A (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-08-01 Common Stock M 95000 $1.65 Acquired 100000 Direct
2013-08-01 Common Stock S 95000 $12.00 Disposed 5000 Direct
2013-08-02 Common Stock S 60000 $12.101 Disposed 424100 Indirect
2013-08-02 Common Stock S 30000 $12.0515 Disposed 394100 Indirect
2013-08-02 Common Stock S 30000 $12.14 Disposed 364100 Indirect
2013-08-02 Common Stock S 30000 $12.15 Disposed 334100 Indirect
2013-08-02 Common Stock S 75000 $12.50 Disposed 259100 Indirect
2013-08-05 Common Stock S 75000 $13.25 Disposed 184100 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-08-01 Director Stock Option (Right to Buy) $1.65 M 95000 Disposed 2014-03-22 Common Stock (95000) Direct

Footnotes

F1: The shares were sold pursuant to a 10b5-1 Sales Plan dated June 28, 2013.

F2: The shares were sold pursuant to a 10b5-1 Sales Plan dated December 10, 2012, as amended.

F3: The securities are held by Stockbridge Enterprises, L.P., of which the reporting person controls the investment decisions. Stockbridge Enterprises, L.P. is owned by a limited partnership in which the reporting person owns an indirect interest.