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SMITH & WESSON BRANDS, INC. — Director's Dealing 2012
Sep 13, 2012
33129_dirs_2012-09-12_269e0c0b-6cb5-4f29-a12d-474257837299.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH & WESSON HOLDING CORP (SWHC)
CIK: 0001092796
Period of Report: 2012-09-10
Reporting Person: Smith Mark Peter (See remarks.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-10 | Common Stock | M | 6667 | $3.57 | Acquired | 6667 | Direct |
| 2012-09-10 | Common Stock | M | 10000 | $3.92 | Acquired | 16667 | Direct |
| 2012-09-10 | Common Stock | M | 6667 | $4.59 | Acquired | 23334 | Direct |
| 2012-09-10 | Common Stock | S | 8080 | $10.45 | Disposed | 15254 | Direct |
| 2012-09-10 | Common Stock | S | 1224 | $10.46 | Disposed | 14030 | Direct |
| 2012-09-10 | Common Stock | S | 2700 | $10.47 | Disposed | 11330 | Direct |
| 2012-09-10 | Common Stock | S | 100 | $10.475 | Disposed | 11230 | Direct |
| 2012-09-10 | Common Stock | S | 5000 | $10.48 | Disposed | 6230 | Direct |
| 2012-09-10 | Common Stock | S | 4730 | $10.49 | Disposed | 1500 | Direct |
| 2012-09-10 | Common Stock | S | 900 | $10.4907 | Disposed | 600 | Direct |
| 2012-09-10 | Common Stock | S | 600 | $10.4911 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-10 | Employee Stock Option (Right to Buy) | $3.57 | M | 6667 | Disposed | 2021-07-12 | Common Stock (6667) | Direct |
| 2012-09-10 | Employee Stock Option (Right to Buy) | $3.92 | M | 10000 | Disposed | 2020-08-02 | Common Stock (10000) | Direct |
| 2012-09-10 | Employee Stock Option (Right to Buy) | $4.59 | M | 6667 | Disposed | 2020-05-03 | Common Stock (6667) | Direct |
Footnotes
F1: One-third of the total number of options granted on July 12, 2011 vested or shall vest and became or shall become exercisable on each of the first, second, and third anniversary of the date of grant.
F2: One-third of the total number of options granted on August 2, 2010 vested or shall vest and became or shall become exercisable on each of the first, second, and third anniversary of the date of grant.
F3: One-third of the total number of options granted on May 3, 2010 vested or shall vest and became or shall become exercisable on each of the first, second, and third anniversary of the date of grant.