SMITH MIDLAND CORP — Major Shareholding Notification 2018

Apr 30, 2018

SC 13G/A 1 d577042dsc13ga.htm SC 13G/A SC 13G/A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934

(Amendment No. 4)*

Smith-Midland Corporation

(Name of Issuer)

Common Stock, par value $.01 per share

(Title of Class of Securities)

832156103

(CUSIP Number)

April 12, 2018

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☒ Rule 13d-1(c)

☐ Rule 13d-1(d)

• The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Schedule 13G
CUSIP NO. 832156103

| 1. | Names of
Reporting Persons Henry Partners, L.P. | |
| --- | --- | --- |
| 2. | Check the Appropriate Box if a Member
of a Group (See Instructions) (a) ☒ (b) ☐ | |
| 3. | SEC USE ONLY | |
| 4. | Citizenship or Place of
Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power * |
| | 6. | Shared Voting Power * |
| | 7. | Sole Dispositive Power * |
| | 8. | Shared Dispositive Power * |
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person Henry Partners, L.P. – * | |
| 10. | Check if the Aggregate Amount in Row
(9) Excludes Certain Shares (See Instructions) ☐ | |
| 11. | Percent of Class Represented by Amount
in Row (9)* * | |
| 12. | Type of Reporting Person (See
Instructions) PN | |

• See Item 5 herein – less than 5%.

Schedule 13G
CUSIP NO. 832156103

| 1. | Names of
Reporting Persons Matthew Partners, L.P. | |
| --- | --- | --- |
| 2. | Check the Appropriate Box if a Member
of a Group (See Instructions) (a) ☒ (b) ☐ | |
| 3. | SEC USE ONLY | |
| 4. | Citizenship or Place of
Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power * |
| | 6. | Shared Voting Power * |
| | 7. | Sole Dispositive Power * |
| | 8. | Shared Dispositive Power * |
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person * | |
| 10. | Check if the Aggregate Amount in Row
(9) Excludes Certain Shares (See Instructions) ☐ | |
| 11. | Percent of Class Represented by Amount
in Row (9)* * | |
| 12. | Type of Reporting Person (See
Instructions) PN | |

• See Item 5 herein – less than 5%.

Schedule 13G
CUSIP NO. 832156103

| 1. | Names of
Reporting Persons Henry Investment Trust, L.P. | |
| --- | --- | --- |
| 2. | Check the Appropriate Box if a Member
of a Group (See Instructions) (a) ☒ (b) ☐ | |
| 3. | SEC USE ONLY | |
| 4. | Citizenship or Place of
Organization Pennsylvania | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power * |
| | 6. | Shared Voting Power * |
| | 7. | Sole Dispositive Power * |
| | 8. | Shared Dispositive Power * |
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person * | |
| 10. | Check if the Aggregate Amount in Row
(9) Excludes Certain Shares (See Instructions) ☐ | |
| 11. | Percent of Class Represented by Amount
in Row (9) * | |
| 12. | Type of Reporting Person (See
Instructions) PN | |

• See Item 5 herein – less than 5%.

Schedule 13G
CUSIP NO. 832156103

| 1. | Names of
Reporting Persons David W. Wright | |
| --- | --- | --- |
| 2. | Check the Appropriate Box if a Member
of a Group (See Instructions) (a) ☒ (b) ☐ | |
| 3. | SEC USE ONLY | |
| 4. | Citizenship or Place of
Organization Pennsylvania | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power * |
| | 6. | Shared Voting Power * |
| | 7. | Sole Dispositive Power * |
| | 8. | Shared Dispositive Power * |
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person * | |
| 10. | Check if the Aggregate Amount in Row
(9) Excludes Certain Shares (See Instructions) ☐ | |
| 11. | Percent of Class Represented by Amount
in Row (9) * | |
| 12. | Type of Reporting Person (See
Instructions) PN | |

• See Item 5 herein – less than 5%.

Schedule 13G
CUSIP NO. 832156103

Item 1 .(a)	Name of Issuer :
	Smith-Midland Corporation
Item 1 .(b)	Address of Issuer’s Principal Executive Offices:
	5119 Catlett Road, P.O. Box 300
	Midland, VA 22728
Item 2 .(a)	Name of Person Filing:
	(1)	Henry Partners, L.P.
	(2)	Matthew Partners, L.P.
	(3)	Henry Investment Trust, L.P.
	(4)	David W. Wright
Item 2 .(b)	Address of Principal Business Office or, if none, Residence :
	(1)	255 South 17 th Street, Suite 1102
		Philadelphia, PA 19103
	(2)	255 South 17 th Street, Suite 1102
		Philadelphia, PA 19103
	(3)	255 South 17 th Street, Suite 1102
		Philadelphia, PA 19103
	(4)	255 South 17 th Street, Suite 1102
		Philadelphia, PA 19103
Item 2 .(c)	Citizenship :
	(1)	Delaware
	(2)	Delaware
	(3)	Pennsylvania
	(4)	Pennsylvania
Item 2 .(d)	Title of Class of Securities :
	Common Stock, par value $.01 per share
Item 2 .(e)	CUSIP Number :
	832156103
Item 3 .	Ownership of Five Percent or Less of a Class .
	If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the
following. ☒

Schedule 13G
CUSIP NO. 832156103

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

	HENRY PARTNERS, L.P. by its General Partner,
		HENRY INVESTMENT TRUST, L.P., by its
		General Partner, CANINE PARTNERS, LLC
Date: April 26, 2018	By:	/s/ David W. Wright
		David W. Wright,
		President
	MATTHEW PARTNERS, L.P. by its General Partner,
		HENRY INVESTMENT TRUST, L.P., by its
		General Partner, CANINE PARTNERS, LLC
Date: April 26, 2018	By:	/s/ David W. Wright
		David W. Wright,
		President
	HENRY INVESTMENT TRUST, L.P., by its
		General Partner, CANINE PARTNERS, LLC
Date: April 26, 2018	By:	/s/ David W. Wright
		David W. Wright,
		President
Date: April 26, 2018	/s/ David W. Wright
	David W. Wright