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SMITH MICRO SOFTWARE, INC. Director's Dealing 2026

Feb 5, 2026

35070_dirs_2026-02-05_ded2fa4c-704b-4a48-8a74-4048ef278aac.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH MICRO SOFTWARE, INC. (SMSI)
CIK: 0000948708
Period of Report: 2026-02-03

Reporting Person: SMITH WILLIAM W JR (Director, President and CEO, 10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2026-02-03 Common stock purchase warrant $0.68 A 1480165 Acquired 2031-08-03 Common stock (1480165) Indirect

Footnotes

F1: The common stock purchase warrant was purchased from the issuer by Smith Living Trust (for which William W. Smith, Jr. serves as co-trustee) together with a promissory note in exchange for aggregate consideration of approximately $1,000,000.