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SMITH MICRO SOFTWARE, INC. — Director's Dealing 2025
Mar 7, 2025
35070_dirs_2025-03-07_534190ec-92fa-452b-98a7-8242e5d9e1eb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH MICRO SOFTWARE, INC. (SMSI)
CIK: 0000948708
Period of Report: 2025-03-05
Reporting Person: Kempton James M (VP, CFO and Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-03-05 | Common Stock | A | 100000 | — | Acquired | 168293 | Direct |
| 2025-03-05 | Common Stock | A | 57851 | — | Acquired | 226144 | Direct |
Footnotes
F1: Restricted stock subject to time-based and performance-based vesting. 50% of shares vest in equal monthly installments over 48 months, subject to continuing employment. 50% of shares vest subject to satisfaction of 2025 financial performance criteria, with 25% of such amount to vest approximately March 2026 and the remainder in equal monthly installments over the next 36 months.
F2: Restricted stock subject to performance-based vesting. Shares will vest in installments subject to satisfaction of performance criteria for the first and second quarters of 2025.