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SMITH MICRO SOFTWARE, INC. — Director's Dealing 2025
Dec 11, 2025
35070_dirs_2025-12-11_f5f2ac9b-26ed-49b4-a97d-1cb5b90744dc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH MICRO SOFTWARE, INC. (SMSI)
CIK: 0000948708
Period of Report: 2025-12-09
Reporting Person: SMITH WILLIAM W JR (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-12-09 | Common stock | A | 119049 | — | Acquired | 368397 | Direct |
| 2025-12-10 | Common stock | S | 38697 | $0.60280 | Disposed | 5554271 | Indirect |
| 2025-12-11 | Common stock | S | 36597 | $0.5813 | Disposed | 5517674 | Indirect |
Footnotes
F1: Restricted stock subject to performance-based vesting. Shares will vest in installments subject to satisfaction of performance criteria for the fourth quarter of 2025.
F2: Shares sold for tax planning purposes in a series of transactions with a price range of $0.6000 to $0.6324, inclusive, with a weighted average price of $0.6028. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Shares sold for tax planning purposes in a series of transactions with a price range of $0.5800 to $0.5935, inclusive, with a weighted average price of $0.5813. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.