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SMITH MICRO SOFTWARE, INC. Director's Dealing 2023

Apr 3, 2023

35070_dirs_2023-04-03_e38bc77a-44f7-41f5-bd4a-3dd27ffcc184.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH MICRO SOFTWARE, INC. (SMSI)
CIK: 0000948708
Period of Report: 2023-04-03

Reporting Person: Kempton James M (VP, CFO and Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-04-03 Common Stock A 250 $0.986 Acquired 205753 Direct

Footnotes

F1: Voluntary disclosure with respect to shares acquired under the Smith Micro Software, Inc. Employee Stock Purchase Plan in a transaction exempt under both Rule 16b-3(d) and Rule 16b-3(c).