AI assistant
Sending…
SMITH MICRO SOFTWARE, INC. — Director's Dealing 2023
Dec 1, 2023
35070_dirs_2023-12-01_08f21389-50f2-4b22-a4ec-0ef0c6769fd9.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH MICRO SOFTWARE, INC. (SMSI)
CIK: 0000948708
Period of Report: 2023-11-30
Reporting Person: Kempton James M (VP, CFO and Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-30 | Common Stock | D | 577 | — | Disposed | 245610 | Direct |
| 2023-12-01 | Common Stock | S | 6780 | $0.67 | Disposed | 238830 | Direct |
Footnotes
F1: Shares of restricted stock forfeited in accordance with the terms of grant
F2: Sell-to-cover transaction to satisfy withholding tax obligation in connection with the vesting of a restricted stock award
More from SMITH MICRO SOFTWARE, INC.
Declaration of Voting Results & Voting Rights Announcements
2026
May 26
Regulatory Filings
2026
May 20
Regulatory Filings
2026
May 8
Interim / Quarterly Report
2026
May 1
Annual Report
2026
Apr 16
Proxy Solicitation & Information Statement
2026
Apr 16
Director's Dealing
2026
Mar 3
Director's Dealing
2026
Feb 24
Director's Dealing
2026
Feb 24
Capital/Financing Update
2026
Feb 5