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SMITH MICRO SOFTWARE, INC. — Director's Dealing 2023
Dec 1, 2023
35070_dirs_2023-12-01_8b7987a7-90ee-4711-b8d8-786deba5ea7e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH MICRO SOFTWARE, INC. (SMSI)
CIK: 0000948708
Period of Report: 2023-11-30
Reporting Person: SMITH WILLIAM W JR (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-30 | Common Stock | D | 1155 | — | Disposed | 456828 | Direct |
| 2023-12-01 | Common Stock | S | 17660 | $0.67 | Disposed | 439168 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4942611 | Indirect |
Footnotes
F1: Shares of restricted stock forfeited in accordance with the terms of grant
F2: Sell-to-cover transaction to satisfy withholding tax obligation in connection with the vesting of a restricted stock award
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