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SMITH MICRO SOFTWARE, INC. — Director's Dealing 2022
Aug 18, 2022
35070_dirs_2022-08-18_987ab770-855c-4f6f-831e-0d3479ca85d2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH MICRO SOFTWARE, INC. (SMSI)
CIK: 0000948708
Period of Report: 2022-08-17
Reporting Person: Arno Andrew (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-17 | Common Stock | P | 5000 | $2.3514 | Acquired | 15000 | Indirect |
| 2022-08-17 | Common Stock | P | 5000 | $2.3514 | Acquired | 15000 | Indirect |
| 2022-08-17 | Common Stock | P | 5000 | $2.3514 | Acquired | 15000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 262605 | Direct |
Footnotes
F1: Shares were acquired in a series of transactions at a range of prices with a weighted average of $2.3514 per share. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
F2: Shares held by MJA Investment, a limited liability company, with respect to which the reporting person makes investment decisions. The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is beneficial owner of these securities for the purpose of Section 16 or any other purpose.
F3: Shares held by JBA Investment, a limited liability company, with respect to which the reporting person makes investment decisions. The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is beneficial owner of these securities for the purpose of Section 16 or any other purpose.