SMITH MICRO SOFTWARE, INC. — Director's Dealing 2021

Feb 18, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH MICRO SOFTWARE, INC. (SMSI)
CIK: 0000948708
Period of Report: 2021-02-16

Reporting Person: Huffmyer Timothy C. (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-16	Common Stock	A	100000	$0.00	Acquired	357498	Direct
2021-02-18	Common Stock	F	3021	$7.72	Disposed	354477	Direct

Footnotes

F1: Restricted stock subject to time-based and performance-based vesting. 50% of shares vest in equal monthly installments over 48 months, subject to continuing employment. 50% of shares vest subject to satisfaction of 2021 financial performance criteria, with 25% of such amount to vest approximately March 2022 and the remainder in equal monthly installments over the next 36 months.

F2: Shares withheld, at an average vesting price of $7.72 per share, for payment of income taxes.