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SMITH MICRO SOFTWARE, INC. — Director's Dealing 2021
Mar 10, 2021
35070_dirs_2021-03-10_db870fd3-efa3-43c1-bf0c-b86ae88419e9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH MICRO SOFTWARE, INC. (SMSI)
CIK: 0000948708
Period of Report: 2021-03-08
Reporting Person: SMITH WILLIAM W JR (Director, President & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-08 | Common Stock | D | 6103 | $0.00 | Disposed | 4525393 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 455028 | Indirect |
| Common Stock | 6000 | Direct |
Footnotes
F1: Represents the forfeiture of shares of restricted stock granted on February 11, 2020, in accordance with the terms of such grant.
F2: Held in the William W. Smith, Jr. IRA
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