SMITH MICRO SOFTWARE, INC. — Director's Dealing 2021

Dec 8, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH MICRO SOFTWARE, INC. (SMSI)
CIK: 0000948708
Period of Report: 2021-12-07

Reporting Person: SMITH WILLIAM W JR (Director, President & CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-07	Common Stock	S	110000	$5.33	Disposed	4664524	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	455028	Indirect
Common Stock	6000	Direct

Footnotes

F1: The trade was executed in a series of transactions with a price range of $5.27 to $5.47, inclusive, with a weighted average price of $5.33. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Held in the William W. Smith, Jr. IRA