SMITH MICRO SOFTWARE, INC. — Director's Dealing 2019

Mar 15, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH MICRO SOFTWARE, INC (SMSI)
CIK: 0000948708
Period of Report: 2019-03-13

Reporting Person: SMITH WILLIAM W JR (Director, President & CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-03-13	Common Stock	D	3121	$0.00	Disposed	4271877	Direct
2019-03-14	Common Stock	A	50000	$0.00	Acquired	4321877	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	455028	Indirect
Common Stock	6000	Direct

Footnotes

F1: Represents the forfeiture of a portion of the performance-based restricted stock granted to the reporting person on March 12, 2018 pursuant to the Smith Micro Software, Inc. ("Company") 2015 Omnibus Equity Incentive Plan (the "Plan"). The Company determined on March 13, 2019 that such shares would be forfeited in accordance with the terms of the grant.

F2: Represents a discretionary award of unrestricted stock granted March 14, 2019 under the Plan.

F3: Held in the William W. Smith, Jr. IRA