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SMITH MICRO SOFTWARE, INC. Director's Dealing 2019

Mar 15, 2019

35070_dirs_2019-03-15_ee2cba8d-54c9-4441-bf64-155b43b6c15a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH MICRO SOFTWARE, INC (SMSI)
CIK: 0000948708
Period of Report: 2019-03-13

Reporting Person: Huffmyer Timothy C. (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-03-13 Common Stock D 3121 $0.00 Disposed 291446 Direct

Footnotes

F1: Represents the forfeiture of a portion of the performance-based restricted stock granted to the reporting person on March 12, 2018 pursuant to the Smith Micro Software, Inc. ("Company") 2015 Omnibus Equity Incentive Plan (the "Plan"). The Company determined on March 13, 2019 that such shares would be forfeited in accordance with the terms of the grant.