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SMITH MICRO SOFTWARE, INC. — Director's Dealing 2018
May 21, 2018
35070_dirs_2018-05-21_929ff54d-b709-4eec-89ae-937a9a849963.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH MICRO SOFTWARE INC (SMSI)
CIK: 0000948708
Period of Report: 2018-05-18
Reporting Person: Arno Andrew (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-18 | Common Stock | C | 43860 | $1.14 | Acquired | 152610 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-18 | 10% Series B Convertible Preferred Stock | $1.14 | C | 50 | Disposed | Common Stock (43860) | Direct |
Footnotes
F1: The 10% Series B Convertible Preferred Stock is convertible into Smith Micro Software, Inc. common stock at a price per share of $1.14.
F2: The 10% Series B Convertible Preferred Stock has no expiration date.
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