SMITH MICRO SOFTWARE, INC. — Director's Dealing 2018

Jun 18, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH MICRO SOFTWARE INC (SMSI)
CIK: 0000948708
Period of Report: 2018-06-15

Reporting Person: SMITH WILLIAM W JR (Director, President & CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-06-15	Common Stock	C	379825	$1.14	Acquired	4095500	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-06-15	10% Series B Convertible Preferred Stock	$1.14	C	433	Disposed		Common Stock (379825)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	455028	Indirect
Common Stock	6000	Direct

Footnotes

F1: Held in the William W. Smith, Jr. IRA

F2: The 10% Series B Convertible Preferred Stock is convertible into Smith Micro Software, Inc. common stock at a price per share of $1.14.

F3: The 10% Series B Convertible Preferred Stock has no expiration date.