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SMITH MICRO SOFTWARE, INC. — Director's Dealing 2017
Apr 5, 2017
35070_dirs_2017-04-05_f7805e75-a5b5-4758-996f-eaee93d50c3a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH MICRO SOFTWARE INC (SMSI)
CIK: 0000948708
Period of Report: 2017-03-09
Reporting Person: SMITH WILLIAM W JR (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-09 | Common Stock | D | 4854 | $0.00 | Disposed | 429430 | Direct |
| 2017-04-04 | Common Stock | F | 9478 | $1.30 | Disposed | 419952 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 455028 | Indirect |
| Common Stock | 6000 | Direct |
Footnotes
F1: The shares represent a portion of a performance-based restricted stock award that were forfeited upon reporting of the company's fiscal 2016 financial results.
F2: Shares withheld, at an average vesting price of $1.30 per share, for payment of income taxes
F3: Held in the William W. Smith, Jr. IRA
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