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SMITH MICRO SOFTWARE, INC. — Director's Dealing 2017
Apr 5, 2017
35070_dirs_2017-04-05_e8c28c06-6c32-402c-9101-8fd845ed1936.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH MICRO SOFTWARE INC (SMSI)
CIK: 0000948708
Period of Report: 2017-03-09
Reporting Person: Yasbek Steven (VP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-09 | Common Stock | D | 2409 | $0.00 | Disposed | 104542 | Direct |
| 2017-04-04 | Common Stock | F | 4432 | $1.31 | Disposed | 100110 | Direct |
Footnotes
F1: The shares represent a portion of a performance-based restricted stock award that were forfeited upon reporting of the company's fiscal 2016 financial results.
F2: Shares withheld, at an average vesting price of $1.31 per share, for payment of income taxes
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