SMITH MICRO SOFTWARE, INC. — Director's Dealing 2017

Oct 3, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH MICRO SOFTWARE INC (SMSI)
CIK: 0000948708
Period of Report: 2017-09-29

Reporting Person: Arno Andrew (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-09-29	10% Series B Convertible Preferred Stock	$1.14	A	50	Acquired		Common Stock (43860)	Direct

Footnotes

F1: The 10% Series B Convertible Preferred Stock is convertible into Smith Micro Software, Inc. common stock at a price per share of $1.14.

F2: The 10% Series B Convertible Preferred Stock has no expiration date.