SMITH MICRO SOFTWARE, INC. — Director's Dealing 2016

Mar 11, 2016

SEC Form 4/A — Form 4/A

Issuer: SMITH MICRO SOFTWARE INC (SMSI)
CIK: 0000948708
Period of Report: 2016-03-07

Reporting Person: SMITH WILLIAM W JR (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-03-07	Common Stock	A	300000	$0.00	Acquired	1907581	Direct
2016-03-08	Common Stock	D	8982	$0.00	Disposed	1898599	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1817115	Indirect
Common Stock	24000	Direct

Footnotes

F1: Restricted Stock vests over 48 months. 50% of the shares are based on 2015 performance and vest evenly, monthly over 48 months. 50% are based on 2016 performance with 25% vesting approximately March 2017 and the remainder evenly, monthly, over the next 36 months

F2: The shares represent a portion of a performance-based restricted stock award that were forfeited upon reporting of the company's fiscal 2015 financial results.

F3: Held in the William W. Smith, Jr. IRA