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SMITH MICRO SOFTWARE, INC. Director's Dealing 2016

Jun 28, 2016

35070_dirs_2016-06-28_883a9824-0996-42ec-a980-3613a2af0325.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH MICRO SOFTWARE INC (SMSI)
CIK: 0000948708
Period of Report: 2016-06-27

Reporting Person: SMITH WILLIAM W JR (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-06-27 Common Stock F 34296 $0.69 Disposed 1818523 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1820115 Indirect
Common Stock 24000 Direct

Footnotes

F1: Shares withheld, at an average vesting price of $.69 per share, for payment of income taxes

F2: Total number of shares increased by 3,000 due to the rescinding of a gift previously reported

F3: Held in the William W. Smith, Jr. IRA