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SMITH MICRO SOFTWARE, INC. Director's Dealing 2015

Feb 25, 2015

35070_dirs_2015-02-25_b44227ce-9e5e-4f00-aa66-2ae036ddd6f8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH MICRO SOFTWARE INC (SMSI)
CIK: 0000948708
Period of Report: 2015-02-23

Reporting Person: Carpenter Rick (SVP - Engineering)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-02-23 Common Stock A 150000 $0.00 Acquired 595141 Direct

Footnotes

F1: Restricted Stock vests over 48 months. 50% of the shares are based on 2014 performance and vest evenly, monthly over 48 months. 50% are based on 2015 performance with 25% vesting approximately March 2016 and the remainder evenly, monthly, over the next 36 months