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SMITH MICRO SOFTWARE, INC. Director's Dealing 2015

Dec 2, 2015

35070_dirs_2015-12-02_63939cfd-7d5a-4540-baac-bbc1897825e0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH MICRO SOFTWARE INC (SMSI)
CIK: 0000948708
Period of Report: 2015-12-01

Reporting Person: SMITH WILLIAM W JR (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-12-01 Common Stock F 16408 $0.77 Disposed 1615785 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1817115 Indirect
Common Stock 24000 Direct

Footnotes

F1: Shares withheld, at an average vesting price of $.77 per share, for payment of income taxes

F2: Held in the William W. Smith, Jr. IRA