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SMITH MICRO SOFTWARE, INC. Director's Dealing 2014

Mar 7, 2014

35070_dirs_2014-03-07_94225c31-0326-4c79-a55b-4a40ff3e30ca.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH MICRO SOFTWARE INC (SMSI)
CIK: 0000948708
Period of Report: 2014-03-06

Reporting Person: SMITH WILLIAM W JR (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-03-06	Common Stock	D	10473	$0.00	Disposed	1489499	Direct
2014-03-06	Common Stock	D	3328	$0.00	Disposed	1486171	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1820115	Indirect
Common Stock	24000	Direct

Footnotes

F1: The shares represent a portion of a performance-based restricted stock award that were forfeited upon reporting of the company's fiscal 2013 financial results.

F2: Shares withheld, at an average vesting price of $1.615 per share, for payment of income taxes.

F3: Held in the William W. Smith, Jr. IRA