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SMITH MICRO SOFTWARE, INC. — Director's Dealing 2014
Mar 7, 2014
35070_dirs_2014-03-07_1cb2a745-480c-418b-a73b-bfb7ef08d9be.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH MICRO SOFTWARE INC (SMSI)
CIK: 0000948708
Period of Report: 2014-03-06
Reporting Person: Carpenter Rick (SVP - Engineering)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-06 | Common Stock | D | 5236 | $0.00 | Disposed | 480232 | Direct |
| 2014-03-06 | Common Stock | D | 1664 | $0.00 | Disposed | 478568 | Direct |
Footnotes
F1: The shares represent a portion of a performance-based restricted stock award that were forfeited upon reporting of the company's fiscal 2013 financial results.
F2: Shares withheld, at an average vesting price of $1.615 per share, for payment of income taxes.
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