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SMITH MICRO SOFTWARE, INC. Director's Dealing 2014

Mar 7, 2014

35070_dirs_2014-03-07_fee0736f-8f87-42f1-8e25-1d593f8a9e80.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH MICRO SOFTWARE INC (SMSI)
CIK: 0000948708
Period of Report: 2014-03-06

Reporting Person: Yasbek Steven (Chief Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-03-06 Common Stock D 2600 $0.00 Disposed 237391 Direct
2014-03-06 Common Stock D 832 $1.615 Disposed 236559 Direct

Footnotes

F1: The shares represent a portion of a performance-based restricted stock award that were forfeited upon reporting of the company's fiscal 2013 financial results.

F2: Shares withheld, at an average vesting price of $1.615 per share, for payment of income taxes.