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SMITH MICRO SOFTWARE, INC. Director's Dealing 2013

Feb 13, 2013

35070_dirs_2013-02-13_20e4551a-52e3-427e-90ba-bf2d360b4320.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH MICRO SOFTWARE INC (SMSI)
CIK: 0000948708
Period of Report: 2013-02-11

Reporting Person: Yasbek Steven (Chief Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-02-11 Common Stock A 75000 $0.00 Acquired 173355 Direct
2013-02-13 Common Stock D 4225 $0.00 Disposed 169130 Direct

Footnotes

F1: Restricted Stock vests over 48 months. 50% of the shares are based on 2012 performance and vest evenly, monthly over 48 months. 50% are based on 2013 performance with 25% vesting approximately March 2014 and the remainder evenly, monthly, over the next 36 months.

F2: The shares represent a portion of a performance-based restricted stock award that were forfeited upon reporting of the company's fiscal 2012 financial results