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SMITH MICRO SOFTWARE, INC. — Director's Dealing 2012
Mar 15, 2012
35070_dirs_2012-03-15_c87a357f-c3ef-42a3-92e3-e806bf8b0d52.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH MICRO SOFTWARE INC (SMSI)
CIK: 0000948708
Period of Report: 2012-03-15
Reporting Person: SMITH WILLIAM W JR (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-15 | Common Stock | A | 200000 | $0.00 | Acquired | 921011 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1827115 | Indirect |
| Common Stock | 24000 | Direct |
Footnotes
F1: Restricted shares vest over 48 months. 50% are based on 2011 performance and vest evenly, monthly over 48 months. 50% are based on 2012 performance with 25% vesting approximately March 2013 and the remainder vesting evenly, monthly, over the next 36 months.
F2: Held in the WIlliam W. Smith Jr. IRA
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