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SMITH MICRO SOFTWARE, INC. — Director's Dealing 2012
Aug 9, 2012
35070_dirs_2012-08-09_3f1925d0-de6c-4207-bb9f-c896810a069f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH MICRO SOFTWARE INC (SMSI)
CIK: 0000948708
Period of Report: 2012-08-07
Reporting Person: SMITH WILLIAM W JR (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-07 | Common Stock | M | 12500 | $0.24 | Acquired | 933511 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-07 | Employee Stock Option (Right to Buy) | $0.24 | M | 12500 | Disposed | 2012-10-15 | Common Stock (12500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1827115 | Indirect |
| Common Stock | 24000 | Direct |
Footnotes
F1: Held in the William W. Smith, Jr. IRA
F2: Options were 25% Exercisable on 10/16/2003; balance exercisable in 36 successive equal monthly installments. Fully exercisable as of 10/16/2006.
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