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SMITH MICRO SOFTWARE, INC. — Director's Dealing 2011
Jul 13, 2011
35070_dirs_2011-07-13_9ee1d8d3-e7f9-4ca2-a9db-fce89b0f37d1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH MICRO SOFTWARE INC (SMSI)
CIK: 0000948708
Period of Report: 2011-07-11
Reporting Person: STRAIGHT JAMES E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-07-11 | Common Stock | D | 6668 | $0.00 | Disposed | 3832 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-07-11 | Stock Option (Right to buy) | $4.07 | D | 5000 | Disposed | 2021-06-22 | Common Stock (5000) | Direct |
Footnotes
F1: The shares being disposed represent a portion of a restricted stock award that was forfeited upon cessation of service as a director.
F2: The options being disposed represent an award that was forfeited upon cessation of service as a director.
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